Training that survives a supervisory review.
Prudential obligations, licensing requirements, and product knowledge structured at clause level. Each module ties to the standard it exists to serve, and the evidence exports as a file when regulators ask.
Prudential expectation is rising. Slide decks are not.
Supervisors in the United States, the European Union, the UAE, Japan, and Australia increasingly expect individual accountability, information security capability, and operational resilience training to be evidenced at the individual level, not attested to at the enterprise level and left there. Supervision of licensed competence, product distribution, and conduct obligations is likewise increasingly driven by documents. The market for excuses is closing.
The Foundry treats each prudential standard, regulatory guide, and internal policy as a source of structural obligation. Frameworks encode who must know what, to what standard, with what evidence. Program output is downstream of the framework, and the framework is what defends the program.
Regulatory adherence that begins with the framework.
Frameworks aligned to ICT resilience
Information security training and role responsibilities mapped to the clauses of DORA, the NYDFS Cybersecurity Regulation, APRA CPS 234, and comparable regimes, from asset identification through incident response, with evidence surfaced per role.
Competency structure for licensed roles
Product knowledge for licensed roles structured against qualification regimes such as FINRA registration and continuing education, the MiFID II knowledge and competence guidelines, and ASIC RG146. Progression, assessment, and continuing training are traceable to the specific competency each role must demonstrate.
Variants for product knowledge
One approved framework produces product training appropriate to role for relationship managers, advisers, mortgage brokers, and treasury staff, without duplicating the underlying product taxonomy.
Conduct and design obligations
Suitability and best interest rules such as SEC Regulation Best Interest, product governance and distribution requirements, and breach reporting expectations translated into behavioral instruction and scenario based validation.
Evidence ready for attestation
Where senior management certifications, board attestations, or supervisory reviews require evidence of trained and competent staff, the platform exports the framework, coverage, and assessment history in a coherent pack.
Regulatory change diff
When prudential standards, regulatory rulebooks and guidance, or product specific rules update, the system parses the source again and surfaces each affected obligation, control, and module.
From instrument to program ready for attestation.
Structure precedes instruction. Only once your compliance and risk owners have approved the framework does the system generate the material that satisfies it.
Ingest the instruments
Prudential standards, regulatory rulebooks and guidance, licensing conditions, and internal policy are ingested and parsed at clause level, with provenance retained.
Map to roles
Obligations are tagged to specific regulated roles (advisers, brokers, executives, product owners) with competency thresholds defined per role.
Construct the framework
A compliance and product knowledge framework is proposed. Your risk, compliance, and L&D leads review and approve before instruction is generated.
Evidence continuously
Training is delivered through your existing LMS. Evidence (framework version, coverage, assessment history, sign offs) accumulates in a form ready for supervisory review or internal audit.
Evidence you can hand to a regulator without rewriting it first.
Frameworks that map to specific prudential clauses and regulatory guides. Programs that satisfy them, per role, per product line, per jurisdiction. Assessment that measures the competency the licensee must demonstrate. Evidence packs that reconstruct each decision. Who trained on what, when, to what threshold, and with what sign off.
When the board is asked to attest, the underlying artifact is not a completion report. It is a framework, a coverage map, an assessment record, and a sign off chain. All exportable, all defensible.
How financial services engagements work, in detail.
Where this fits in the system.
See your standards become a program.
Send us a prudential standard, a regulatory guide, or an internal policy your licensed workforce is accountable for. In 45 minutes on your material, you leave with the framework the Foundry produces.
We reply within one business day.